CIRCULAR

AMENDING AND SUPPLEMENTING CERTAIN ARTICLES OF THE CIRCULAR NO. 35/2015/TT-NHNN DATED DECEMBER 31, 2015 OF THE GOVERNOR OF THE STATE BANK OF VIETNAM ON THE STATISTICAL REPORTING SYSTEM APPLIED TO CREDIT INSTITUTIONS AND FOREIGN BANK BRANCHES

Pursuant to the Law on State Bank of Vietnam dated June 16, 2010;

Pursuant to the Law on Credit Institutions dated June 16, 2010 and the Law on Amending and Supplementing certain Articles of the Law on Credit Institutions dated November 20, 2017;

Pursuant to the Law on Statistics dated November 23, 2015;

Pursuant to the Government's Decree No. 16/2017/ND-CP dated February 17, 2017, defining the functions, tasks, powers and organizational structure of the State Bank of Vietnam;

Upon the request of the Director of the Department of Forecast and Statistics;

The Governor of the State Bank of Vietnam hereby ratifies the Circular amending and supplementing certain articles of the Circular No. 35/2015/TT-NHNN dated December 31, 2015 of the Governor of the State Bank of Vietnam on the statistical reporting system applied to credit institutions and foreign bank branches.

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1. Clause 2 Article 5 shall be amended and supplemented as follows:

 “2. Guidelines on classification of small and medium enterprises (SMEs) and division of residents and non-residents of Vietnam shall be prescribed in Appendix 2 hereof; the classification of types of organizations and individuals shall be prescribed in the Appendix 4 hereof.”

2. Point a and Point c Clause 2 Article 12 shall be amended and supplemented as follows:

 “a) Within duration of 05 working days after the deadline for submission of a statistical report as prescribed in Point c, d, dd, e and g Clause 2 and Clause 3 hereof, report recipients shall check rationality of reports under their authority over monitoring, verification, review and integration. If a statistical report proves to be rational, report recipients shall carry out review. If there is any defect, the report recipient shall send report data verification results via the reporting system to the report sender who will then reply with correct data";

 “c) After the Information Technology Administration automatically locks the reporting system as stated in Point d Clause 1 of this Article, Banking Supervision and Inspection Agencies and Departments shall consider unlocking the reporting system to receive reports submitted by credit institutions (except people's credit funds); state bank branches of cities or provinces shall do so to receive reports submitted by people's credit funds and reports without data available in the entire system;”.

3. Clause 7 Article 15 shall be amended and supplemented as follows:

 “7. Compile the list of credit institutions that fail to submit reports in accordance with Article 11 and 12 and statistical report forms or templates prescribed herein. Quarterly remark and assess the implementation of statistical report of reporting units within its administration and submit such statistics to the Department of Forecast and Statistics within the first 07 working days of the second month of the following quarter for integration and public information purposes”.

4. Clause 5 and 6 Article 16 shall be amended and supplemented as follows:

 “5. Be a contact point and cooperate with relevant units to instruct and inspect the implementation of regulations on statistical reports. Quarterly aggregate remarks and assessment of the implementation of regulations on statistical reports and, by order of the State Bank’s Governor, submit them to relevant units.

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5. Clause 12 Article 17 shall be amended and supplemented as follows:

 “12. Record and make a backup of the log of receipt of reporting forms submitted by reporting units. Quarterly within first 07 working days of the second month of the following quarter, transmit the log on receipt and verification of report forms and templates in the previous quarter to affiliates of the State Bank through the reporting system to serve assessment purposes, and inform how reporting units are implementing and complying with this Circular”.

6. Clause 1 Article 19 shall be amended and supplemented as follows:

 “1. Monitor, expedite approval of, check and approve report forms and templates of people's credit funds whose offices are located within the territory of a province."

7. Clause 3 Article 19 shall be amended and supplemented as follows:

 “3. Quarterly within first 07 working days of the second month of the subsequent quarter:

- Remark on, assess and inform implementation of this Circular by people's credit funds under their management, and report to the State Bank (Department of Forecast and Statistics).

- Consolidate remarks and evaluation opinions on statistical reports of credit institution branches whose offices are located within these cities or provinces with respect to statistical report forms and templates under their management and send them to the Department of Forecast and Statistics for integration purpose.”

8. Amending and supplementing Article 20 as follows:

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1. The headquarter of a credit institution is the focal point that sends reports. Credit institutions shall assume responsibility for adequacy, timeliness and accuracy of general data of the entire system and detailed data of specific branches all of which are sent to the State Bank.

2. Strictly observe the State Bank’s regulations on statistical reports.

3. Closely collaborate with affiliates of the State Bank in preparing reports in a sufficient, timely and accurate manner.

4. Upon receipt of the notification of verification of reports from the State Bank or when discovering that reports sent to the State Bank contain errors, credit institutions must promptly inform report recipients; modify their reports and resubmit modified ones to the State Bank, together with interpretations and explanations for causes of such errors. Contents and structure of interpretation files shall follow instructions provided by the Department of Information Technology.

5. In the course of implementation, if there is any difficulty arising, the State Bank should be informed to give its responses which are specified as follows:

a) The headquarter of a credit institution (except people's credit funds and foreign bank branches which are not the focal point representing other branches in the same system operating in Vietnam) directly contacts report recipients prescribed in report forms and templates referred to in Part 3 of the Appendix 1 hereto or send its written feedbacks to the State Bank (the Department of Forecast and Statistics);

b) People's credit funds directly contact or send written feedbacks to the State Bank’s branches of cities or provinces where their offices are located.”

Article 2.

1. Replacing Part 1 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Part 1 Appendix 1 to this Circular.

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3. Replacing Chart No. 001-DBTK and Chart No.035-DBTK Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 001-DBTK Part 3 Appendix 1 to this Circular.

4. Replacing Chart No. 002-DBTK, Chart No.010-TD and Chart No. 011-TD Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 002-DBTK Part 3 Appendix 1 to this Circular.

5. Replacing Chart No. 003-DBTK and Chart No.036-DBTK Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 003-DBTK Part 3 Appendix 1 to this Circular.

6. Replacing Chart No. 006-DBTK Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 006-DBTK Part 3 Appendix 1 to this Circular.

7. Replacing Chart No. 007-DBTK Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 007-DBTK Part 3 Appendix 1 to this Circular.

8. Replacing Chart No. 009-TD Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 009-TD Part 3 Appendix 1 to this Circular.

9. Replacing Chart No. 012-DBTK Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 012-DBTK Part 3 Appendix 1 to this Circular.

10. Replacing Chart No. 014-DBTK Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 014-DBTK Part 3 Appendix 1 to this Circular.

11. Replacing Chart No. 015-DBTK Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 015-DBTK Part 3 Appendix 1 to this Circular.

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13. Replacing Chart No. 021-TD and Chart No.022-2BTK Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 022-2BTK Part 3 Appendix 1 to this Circular.

14. Replacing Chart No. 025.1-TTGS and Chart No.025.2-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 025-DBTK Part 3 Appendix 1 to this Circular.

15. Replacing Chart No. 026-DBTK Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 026-DBTK Part 3 Appendix 1 to this Circular.

16. Replacing Chart No. 027-DBTK Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 027-DBTK Part 3 Appendix 1 to this Circular.

17. Replacing Chart No. 029.1-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 029.1-TTGS Part 3 Appendix 1 to this Circular.

18. Replacing Chart No. 029.2-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 029.2-TTGS Part 3 Appendix 1 to this Circular.

19. Replacing Chart No. 030.1-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 030.1-TTGS Part 3 Appendix 1 to this Circular.

20. Replacing Chart No. 030.2-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 030.2-TTGS Part 3 Appendix 1 to this Circular.

21. Replacing Chart No. 032-DBTK Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 032-DBTK Part 3 Appendix 1 to this Circular.

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23. Replacing Chart No. 034-DBTK Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 034-DBTK Part 3 Appendix 1 to this Circular.

24. Replacing Chart No. 037.2-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 037.2-TTGS Part 3 Appendix 1 to this Circular.

25. Replacing Chart No. 040-DBTK Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 040-DBTK Part 3 Appendix 1 to this Circular.

26. Replacing Chart No. 042-DBTK Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 042-DBTK Part 3 Appendix 1 to this Circular.

27. Replacing Chart No. 043-DBTK Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 043-DBTK Part 3 Appendix 1 to this Circular.

28. Point 1. Subjects of application of the Chart No. 049-CSTT Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN shall be amended and supplemented as follows: “1. Subjects of application: Credit institutions (except people's credit funds)“.

29. Replacing Chart No. 050-TT Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 050-TT Part 3 Appendix 1 to this Circular.

30. Point 1. Subjects of application of the Chart No. 051-TT Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN shall be amended and supplemented as follows: “1. Subjects of application: Credit institutions (except finance companies, finance leasing companies and people's credit funds)“.

31. Chart No. 052-TT Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN shall be amended and supplemented as follows:

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b) Replacing the phrase, “- Recognize the number of transactions and payment transaction value, incoming/outgoing domestic and international money transfer via the SWIFT system of credit institutions in their country-specific reports during the reporting period” by the phrase, “- Recognize the number of transactions and payment transaction value, incoming/outgoing money transfer via the SWIFT system of credit institutions in their country-specific reports during the reporting period” at Point 4. Report preparation instructions.

32. Replacing Chart No. 053-TT Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 053-TT Part 3 Appendix 1 to this Circular.

33. Replacing Chart No. 054-TT Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 054-TT Part 3 Appendix 1 to this Circular.

34. Replacing Chart No. 055-TT Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 055-TT Part 3 Appendix 1 to this Circular.

35. Point 1. Subjects of application of the Chart No. 057-TT; the Chart No. 058-TT Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN shall be amended and supplemented as follows: “1. Subjects of application: Credit institutions (except finance companies, finance leasing companies and people's credit funds)“.

36. Replacing Chart No. 059-TT Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 059-TT Part 3 Appendix 1 to this Circular.

37. Replacing Chart No. 060-TT Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 060-TT Part 3 Appendix 1 to this Circular.

38. Replacing Chart No. 063-TT Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 063-TT Part 3 Appendix 1 to this Circular.

39. Replacing Chart No. 073-QLNH Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 073-QLNH Part 3 Appendix 1 to this Circular.

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41. Replacing the phrase, “Unit: Base currency, thousand USD” with the phrase, “Unit: Base currency, USD” in the Chart No. 076-QLNH Part 3 Appendix 1 of the Circular No. 35/2015/TT-NHNN.

42. Point 4. Instructions for preparation of the statement in the Chart No. 078-CSTT Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN shall be amended and supplemented as follows:

 “4. Instructions for preparation of statements:

- Statement of sales generated from foreign exchange sale and purchase transactions between credit institutions and customers (exclusive of those between credit institutions).

- Column (1) and (2): Statement of sales generated from USD and VND exchanges between credit institutions and customers. Statement of sales based on the transaction date, not the valuation date.

- Column (3) through column (8): Statement of sales (converted into USD) generated from EUR/JPY/other currency unit and VND exchanges between credit institutions and customers. Statement of sales based on the transaction date, not the valuation date”.

43. Replacing Chart No. 079-QLNH Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 079-QLNH Part 3 Appendix 1 to this Circular.

44. Point 4. Instructions for preparation of the statement in the Chart No. 080-CSTT Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN shall be amended and supplemented as follows:

 “4. Instructions for preparation of statements:

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- Column (1) and (2): Statement of sales generated from USD and VND exchanges between credit institutions and indirect investors. Statement of sales based on the transaction date, not the valuation date.

- Column (3) through column (8): Statement of sales (converted into USD) generated from EUR/JPY/other currency unit and VND exchanges between credit institutions and indirect investors. Statement of sales based on the transaction date, not the valuation date”.

45. Replacing Chart No. 083-CSTT Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 083-CSTT Part 3 Appendix 1 to this Circular.

46. Replacing Chart No. 092-TT Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 092-TT Part 3 Appendix 1 to this Circular.

47. Point 4. Instructions for preparation of the statement in the Chart No. 094-CSTT Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN shall be amended and supplemented as follows:

 “4. Instructions for preparation of statements:

- Statement of sales generated from foreign exchange sale and purchase transactions between credit institutions (exclusive of those between credit institutions and the State Bank).

- Column (1) and (2): Statement of sales generated from foreign exchange sale and purchase transactions between credit institutions (exclusive of those between credit institutions and the State Bank). Statement of sales based on the transaction date, not the valuation date.

- Column (3) through column (8): Statement of sales (converted into USD) generated from EUR/JPY/other foreign currency and VND between credit institutions (exclusive of those between credit institutions and the State Bank). Statement of sales based on the transaction date, not the valuation date”.

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49. Replacing the Chart No. 100.1-TTGS and Chart No.100.2-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with the Chart No. 100-TTGS Part 3 Appendix 1 to this Circular.

50. Replacing Chart No. 101-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 101-TTGS Part 3 Appendix 1 to this Circular.

51. Replacing Chart No. 102-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 102-TTGS Part 3 Appendix 1 to this Circular.

52. Replacing Chart No. 103-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 103-TTGS Part 3 Appendix 1 to this Circular.

53. Replacing Chart No. 104-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 104-TTGS Part 3 Appendix 1 to this Circular.

54. Replacing the Chart No. 105-TTGS and Chart No.106-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with the Chart No. 105-TTGS Part 3 Appendix 1 to this Circular.

55. Replacing Chart No. 109-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 109-TTGS Part 3 Appendix 1 to this Circular.

56. Replacing Chart No. 110-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 110-TTGS Part 3 Appendix 1 to this Circular.

57. Replacing Chart No. 111-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 111-TTGS Part 3 Appendix 1 to this Circular.

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59. Replacing Chart No. 113-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 113-TTGS Part 3 Appendix 1 to this Circular.

60. Replacing Chart No. 115-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 115-TTGS Part 3 Appendix 1 to this Circular.

61. Replacing Chart No. 116-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 116-TTGS Part 3 Appendix 1 to this Circular.

62. Replacing Chart No. 119.1-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 119.1-TTGS Part 3 Appendix 1 to this Circular.

63. Replacing Chart No. 119.2-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 119.2-TTGS Part 3 Appendix 1 to this Circular.

64. Replacing Chart No. 120.1-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 120.1-TTGS Part 3 Appendix 1 to this Circular.

65. Replacing Chart No. 120.2-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 120.2-TTGS Part 3 Appendix 1 to this Circular.

66. Replacing Chart No. 120.3-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 120.3-TTGS Part 3 Appendix 1 to this Circular.

67. Replacing Chart No. 121-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 121-TTGS Part 3 Appendix 1 to this Circular.

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69. Replacing Chart No. 124-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 124-TTGS Part 3 Appendix 1 to this Circular.

70. Replacing Chart No. 126-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 126-TTGS Part 3 Appendix 1 to this Circular.

71. Replacing the Chart No. 128.1-TTGS and Chart No.128.2-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with the Chart No. 128.1-TTGS Part 3 Appendix 1 to this Circular.

72. Replacing Chart No. 128.3-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 128.3-TTGS Part 3 Appendix 1 to this Circular.

73. Replacing Chart No. 128.4-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 128.4-TTGS Part 3 Appendix 1 to this Circular.

74. Replacing Chart No. 129-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 129-TTGS Part 3 Appendix 1 to this Circular.

75. Replacing Chart No. 130-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 130-TTGS Part 3 Appendix 1 to this Circular.

76. Replacing Chart No. 131-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 131-TTGS Part 3 Appendix 1 to this Circular.

77. Replacing Chart No. 132-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 132-TTGS Part 3 Appendix 1 to this Circular.

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79. Replacing Chart No. 134-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 134-TTGS Part 3 Appendix 1 to this Circular.

80. Replacing Chart No.146.1-TTGS, Chart No. 146.2-TTGS, Chart No. 150.1-TTGS and Chart No. 150.2-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with the Chart No. 146-TTGS Part 3 Appendix 1 to this Circular.

81. Replacing Chart No.147.1-TTGS, Chart No. 147.2-TTGS, Chart No. 151.1-TTGS and Chart No. 151.2-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with the Chart No. 147.1-TTGS Part 3 Appendix 1 to this Circular.

82. Replacing the Chart No. 147.3-TTGS and Chart No.151.3-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with the Chart No. 147.3-TTGS Part 3 Appendix 1 to this Circular.

83. Replacing Chart No. 151.4-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 147.4-TTGS Part 3 Appendix 1 to this Circular.

84. Replacing Chart No. 148-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 148-TTGS Part 3 Appendix 1 to this Circular.

85. Replacing Chart No. 149-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 149-TTGS Part 3 Appendix 1 to this Circular.

86. Replacing the Chart No. 152.1-TTGS and Chart No.152.2-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with the Chart No. 152.1-TTGS Part 3 Appendix 1 to this Circular.

87. Replacing Chart No. 152.3-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 152.3-TTGS Part 3 Appendix 1 to this Circular.

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89. Replacing Chart No. 154.5-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 154.5-TTGS Part 3 Appendix 1 to this Circular.

90. Point 1. Subjects of application of the Chart No. 155-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN shall be amended and supplemented as follows: “1. Subjects of application: Credit institutions (except Vietnam Bank for Social Policies, Cooperative Bank of Vietnam and people's credit funds)“.

91. Replacing Chart No. 160-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 160-TTGS Part 3 Appendix 1 to this Circular.

92. Replacing Chart No. 162-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 162-TTGS annexed to this Circular.

93. Replacing Chart No. 165-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 165-TTGS Part 3 Appendix 1 to this Circular.

94. Point 1. Subjects of application of the Chart No. 168-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN shall be amended and supplemented as follows: “1. Subjects of application: Credit institutions (except people's credit funds). Wholly foreign-owned banks, joint-venture banks, foreign bank branches and Cooperative Bank of Vietnam shall not be obliged to prepare reviewed mid-year financial statements, mid-year consolidated financial statements or reviewed mid-year general financial statements; unaudited consolidated financial statements and audited consolidated financial statements”.

95. Point 1. Subjects of application of the Chart No. 169-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN shall be amended and supplemented as follows: “1. Subjects of application: Credit institutions (except people's credit funds). Wholly foreign-owned banks, joint-venture banks, foreign bank branches and Cooperative Bank of Vietnam shall not be obliged to prepare reviewed mid-year financial statements, mid-year consolidated financial statements or reviewed mid-year general financial statements; unaudited consolidated financial statements and audited consolidated financial statements”.

96. Replacing Chart No. 170-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 170-TTGS Part 3 Appendix 1 to this Circular.

97. Appending Chart No. 006.1-DBTK and Chart No. 006.2-TD to the Chart No. 006-DBTK Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN.

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99. Replacing Appendix 2 to the Circular No. 35/2015/TT-NHNN with Appendix 2 to this Circular.

100. Replacing Appendix 4 to the Circular No. 35/2015/TT-NHNN with Appendix 4 to this Circular.

Article 3.

1. Repealing the Chart No. 004-CSTT, Chart No. 008-DBTK, Chart No. 013-DBTK, Chart No. 016-TTGS, Chart No. 017-DBTK, Chart No. 018-DBTK, Chart No. 028-TTGS, Chart No. 031-TTGS, Chart No. 038-CSTT, Chart No. 039-CSTT, Chart No. 044-TTGS, Chart No. 045-TTGS, Chart No. 090-TTGS, Chart No. 095-SGD, Chart No. 107-TTGS, Chart No. 114-TTGS, Chart No. 117-TTGS, Chart No. 118-TTGS, Chart No. 123-TTGS, Chart No. 125-TTGS, Chart No. 127-TTGS, Chart No. 138.1-TTGS, Chart No. 138.2-TTGS, Chart No. 139-TTGS, Chart No. 140-TTGS, Chart No. 141-TTGS, Chart No. 142-TTGS, Chart No. 143-TTGS, Chart No. 145-TTGS, Chart No. 156-TTGS, Chart No. 157-TTGS, Chart No. 158-TTGS, Chart No. 159-TTGS, Chart No. 161-TTGS, Chart No. 163-TTGS, Chart No. 164-TTGS, Chart No. 166-TTGS, Chart No. 167-TTGS at Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN.

2. Replacing the phrase “Computer Technology Department” by the phrase “Information Technology Department” in the Circular No. 35/2015/TT-NHNN.

Article 4. Implementation

Office Chief, Director of Forecast and Statistics Department, Head of the State Bank’s affiliate, Director of State Bank Branch of centrally-affiliated cities and provinces, Chair of Management Board, Chair of Members Board, and General Director (Director) of credit institutions shall be responsible for implementing this Circular.

Article 5. Entry into force

This Circular shall commence on October 1, 2018.

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PP. THE GOVERNOR
THE DEPUTY GOVERNOR




Nguyen Thi Hong

APPENDIX 1

(Issued together with the Circular No. 11/2018/TT-NHNN dated April 17, 2018)

SECTION 1

No.

NAME OF STATEMENT

CODE

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SUBMISSION DEADLINE

NUMBER OF PAGES

A

INVESTMENT IN THE ECONOMY

A.1

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1

Report on outstanding balances classified by economic sectors (i.e., the customer’s main business sectors)

001-DBTK

Monthly

12^th day of every month

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2

Report on outstanding balances (except those arising from purchasing and investing in corporate bonds) classified by economic sectors (i.e., purposes of funds borrowed through specific loans)

002-DBTK

Monthly

12^th day of every month

3

Report on outstanding balances classified by types of borrowing organization and individual

003-DBTK

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12^th day of every month

4

Report on credit extension sales and credit debt collection sales

005-DBTK

Monthly

12^th day of every month

5

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006-DBTK

Monthly

12^th day of every month

6

Report on outstanding balances (except those arising from purchasing and investing in corporate bonds), guarantees and letters of credit (L/C) in the export and import sector

006.1-DBTK

Monthly

12^th day of every month

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7

Report on outstanding balances of small and medium-sized companies classified by economic sectors

006.2-TD

Monthly

12^th day of every month

8

Report on outstanding balances of organizations other than credit institutions operating in Vietnam

007-DBTK

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12^th day of every month

9

Report on outstanding balances (except for those arising from purchasing and investing in corporate bonds) in the agriculture and rural sector

009-TD

Monthly

12^th day of every month

10

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012-TTGS

Monthly

25^th day of every month

11

Report on outstanding balances arising from loans serving the human needs and outstanding credit card balances

014-CSTT

Monthly

12^th day of every month

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12

Report on outstanding balances in the real estate sector

015-CSTT

Monthly

12^th day of every month

13

Review report on extension of syndicated credit facilities

019-TD

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18^th day of the first month of the subsequent quarter

14

Review report on the L/C service

022.1-TD

Monthly

12^th day of every month

15

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022.2-TD

Monthly

12^th day of every month

16

Review report on the mandate service

023-TTGS

Quarterly

25^th day of the first month of the subsequent quarter

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17

Report on irrevocable loan commitments

024-DBTK

Monthly

12^th day of every month

A.2

Debt classification and bad debt handling

...

...

...

1

Report on outstanding debts and bad debts classified by economic sectors and types of borrowing organization and individual

025-TTGS

Monthly

25^th day of every month

2

...

...

...

026-TTGS

Monthly

25^th day of every month

3

Report on classification of assets and off-balance sheet commitments

027-TTGS

Monthly

12^th day of every month

...

...

...

4

Report on bad debts and bad debt handling

029.1-TTGS

Monthly

25^th day of every month

5

Report on bad debts and bad debt handling

029.2-TTGS

...

...

...

25^th day of every month

6

Report on bad debts and bad debt handling, prepared by the Cooperative Bank of Vietnam

030.1-TTGS

Monthly

16^th day of every month

7

...

...

...

030.2-TTGS

Monthly

16^th day of every month

8

Review report on outstanding debts and bad debts, prepared by state-owned economic corporations and incorporations

032-TTGS

Monthly

25^th day of every month

...

...

...

9

Report on credit loss provisions

033-TTGS

Monthly

25^th day of every month

A.3

Other investments

...

...

...

1

Status report on investments in debt securities, classified by issuers and security types

034-TTGS

Monthly

12^th day of every month

2

...

...

...

037.1-TTGS

Monthly

25^th day of every month

3

Report on investments in economic corporation's bonds, classified by purposes and collateral types

037.2-TTGS

Monthly

25^th day of every month

...

...

...

4

Review report on Governmental bond purchases and investments

040-TTGS

Monthly

12^th day of every month

B

CAPITAL MOBILIZATION

...

...

...

1

Report on mobilization of capital from customers, classified by economic sectors

041-DBTK

Monthly

12^th day of every month

2

...

...

...

042-DBTK

Monthly

12^th day of every month

3

Report on projection of VND capital available at credit institutions

043-CSTT

Thrice-monthly

Specified in the report

...

...

...

C

INTEREST RATE

1

Report on average deposit and loan interest rates

046-CSTT

...

...

...

12^th day of every month

2

Report on interest rates on the economy

047-CSTT

Monthly

12^th day of every month

3

...

...

...

048-CSTT

Monthly

12th day of every month

4

Review report on trading, provision and use of interest rate derivatives

049-CSTT

Monthly

12^th day of every month

...

...

...

D

PAYMENT AND CASH BUDGET

D.1

Payment

...

...

...

D.1.1

Payments classified by payment systems

1

...

...

...

050-TT

Monthly

12^th day of every month

2

Report on electronic payment transactions through other domestic credit institutions

051-TT

Monthly

12^th day of every month

...

...

...

3

Report on money transfers via the SWIFT payment network

052-TT

Monthly

12^th day of every month

D.1.2

Payments classified by payment means, channels/services

...

...

...

1

Report on domestic payment transactions classified by payment means, processing methods and channels

053-TT

Monthly

12^th day of every month

2

...

...

...

054-TT

Monthly

12^th day of every month

3

Report on credit card transactions classified by POS terminals, and cash withdrawals classified by payment means

055-TT

Monthly

12^th day of every month

...

...

...

4

Report on spending via international payment cards by Vietnamese residents living abroad

056-DBTK

Monthly

12^th day of every month

D.1.3

Payment accounts and other payment reports

...

...

...

1

Report on payment guarantee accounts

057-TT

Monthly

12^th day of every month

2

...

...

...

058-TT

Monthly

12^th day of every month

3

Report on active credit cards

059-TT

Monthly

12^th day of every month

...

...

...

4

Report on counterfeit credit cards

060-TT

Monthly

12^th day of every month

5

Report on ATM/POS/EFTPOS/EDC systems and credit card-accepting units

061-TT

...

...

...

12^th day of every month

6

ATM information report

062-TT

Monthly

12^th day of every month

7

...

...

...

063-TT

Daily

Specified in the report

8

Data report on payment transactions that are under review and subject to complaints

064-TT

Monthly

12^th day of every month

...

...

...

D.2

Cash budget

1

Report on collection and payment of currencies belonging to the operational fund

065-PHKQ

...

...

...

12^th day of every month

2

Report on impounding of forged banknotes

066-PHKQ

Monthly

12^th day of every month

E

...

...

...

E.1

Overseas borrowing and lending service

...

...

...

1

Evaluation report on loans for repayment of short-term foreign debts

067-QLNH

Monthly

12^th day of every month

2

Evaluation report on loans for repayment of mid-term and long-term foreign debts

068-QLNH

...

...

...

12^th day of every month

3

Evaluation report on loans for repayment of mid-term and long-term foreign debts, classified by borrowed currency types

069-QLNH

Monthly

12^th day of every month

4

...

...

...

070-QLNH

Monthly

12^th day of every month

5

Evaluation report on grant and recovery of mid-term and long-term foreign loans

071-QLNH

Monthly

12^th day of every month

...

...

...

E.2

Supply of services and use of foreign exchange operations

1

Report on sales of payments for import and export of goods and services, classified by foreign currencies

072-QLNH

...

...

...

12^th day of every month

2

Report on sales of payments for import and export of goods and services across land borders

073-QLNH

Quarterly

18^th day of the first month of the subsequent quarter

3

...

...

...

074-QLNH

Monthly

12^th day of every month

4

Report on overseas transfer of money from Vietnamese residents

075-QLNH

Monthly

12^th day of every month

...

...

...

5

Report on sales of import of foreign cash by authorized credit institutions

076-QLNH

Monthly

12^th day of every month

6

Report on sales of foreign currency and VND exchanges between credit institutions and customers.

077-CSTT

...

...

...

2 pm every day

7

Report on sales of foreign currency and VND exchanges between credit institutions and customers (converted into USD)

078-CSTT

Daily

2 pm every day

8

...

...

...

079-QLNH

Monthly

12^th day of every month

9

Statement of sales generated from foreign currency and VND exchanges of the entire system and indirect investors

080-CSTT

Daily

2 pm every day

...

...

...

10

Report on investment in deposits made at foreign banks

081-SGD

Quarterly

5^th day of the first month of the subsequent quarter

11

Review report on overseas deposits of commercial banks and foreign bank branches authorized to provide foreign exchange services

082-QLNH

...

...

...

12^th day of every month

E.3

Forex rate

1

...

...

...

083-CSTT

Daily

2 pm every day

E.4

Gold trades

...

...

...

1

Report on daily trades in gold bullions

084-QLNH

Daily

2 pm every day

F

CURRENCY MARKET

...

...

...

1

Report on transactions performed in the interbank market

085-SGD

Daily

2 pm every day

2

...

...

...

086-SGD

Thrice-monthly

2 days from the reporting period

3

Report on overdue transactions performed in the interbank market

087-SGD

Daily

2 pm every day

...

...

...

4

General report on debt rescheduling and adjustment transactions

088-SGD

Daily

2 pm every day

5

General report on determination of interbank loan and deposit limits

089-SGD

...

...

...

18^th day of the first month of the subsequent quarter

6

Report on debt purchase transactions

091-TD

Quarterly

18^th day of the first month of the subsequent quarter

7

...

...

...

092-TD

Quarterly

18^th day of the first month of the subsequent quarter

8

Report on sales of foreign currency and VND exchanges in the interbank market (based on the base currency)

093-CSTT

Daily

2 pm every day

...

...

...

9

Report on sales of foreign currency and VND exchanges in the interbank market (converted into USD)

094-CSTT

Daily

2 pm every day

10

General report on valuable papers held by credit institutions

096-SGD

...

...

...

12^th day of every month

G

SUPERVISION AND MAINTENANCE OF SAFETY FOR CREDIT INSTITUTION’S OPERATIONS

G.1

...

...

...

1

Report on participation of capital and purchase of shares of credit institutions, or of credit institutions in their subsidiaries, or of affiliated companies in another company

097-TTGS

Quarterly

18^th day of the first month of the subsequent quarter

...

...

...

2

Evaluation report on share ownership of other credit institutions and related persons in the reporting credit institution

100-TTGS

Quarterly

25^th day of the first month of the subsequent quarter

3

Evaluation report on shares of groups of related persons

101-TTGS

...

...

...

25^th day of the first month of the subsequent quarter

4

Evaluation report on share ownership and outstanding loan balances of the Management Boards and related persons of the Management Boards of credit institutions

102-TTGS

Quarterly

25^th day of the first month of the subsequent quarter

5

...

...

...

103-TTGS

Quarterly

25^th day of the first month of the subsequent quarter

6

Evaluation report on institutional shareholders

104-TTGS

Quarterly

25^th day of the first month of the subsequent quarter

...

...

...

7

Evaluation report on individual shareholders

105-TTGS

Quarterly

25^th day of the first month of the subsequent quarter

8

Report on participation of capital in the Cooperative Bank of Vietnam

108-TTGS

...

...

...

Specified in the report

G.2

Supervision of safety for credit institution’s operations

1

...

...

...

109-TTGS

Daily

2 pm every day

2

Report on assets of high liquidity

110-TTGS

Daily

2 pm every day

...

...

...

3

Liquidity report classified by maturity dates

111-TTGS

Monthly

12^th day of every month

4

Cash outflow report

112-TTGS

...

...

...

2 pm every day

5

Cash inflow report

113-TTGS

Daily

2 pm every day

6

...

...

...

115-TTGS

Monthly

12^th day of every month

7

Report on indices that measure the maximum ratio of short-term finances for mid-term and long-term loans

116-TTGS

Monthly

12^th day of every month

...

...

...

8

Standalone report on risk-weighted assets

119.1-TTGS

Monthly

12^th day of every month

9

Consolidated report on risk-weighted assets

119.2-TTGS

...

...

...

18^th day of the first month of the subsequent quarter

10

Standalone report on owner’s equity

120.1-TTGS

Monthly

12^th day of every month

11

...

...

...

120.2-TTGS

Quarterly

18^th day of the first month of the subsequent quarter

12

Report on owner’s equity of foreign bank branches

120.3-TTGS

Monthly

12^th day of every month

...

...

...

13

Report on net value of charter capital and allocated capital

121-TTGS

Half-yearly

Specified in the report

14

Report on credit facilities granted to a single customer, a customer and his/her related persons

122-TTGS

...

...

...

25^th day of every month

15

Report on credit facilities granted to those referred to in Article 126 and 127 of the Law on Credit Institutions

124-TTGS

Monthly

25^th day of every month

16

...

...

...

126-TTGS

Monthly

25^th day of every month

17

Customer information report

128.1-TTGS

Monthly

25^th day of every month

...

...

...

18

Review report on handling of collateral

128.3-TTGS

Monthly

25^th day of every month

19

Information report on guarantee and L/C services

128.4-TTGS

...

...

...

25^th day of every month

20

Report on monetary amount payables by and receivables from related parties<0}

129-TTGS

Quarterly

18^th day of the first month of the subsequent quarter

21

...

...

...

130-TTGS

Monthly

25^th day of every month

22

Currency risk report

131-TTGS

Quarterly, half-yearly or annual

Specified in the report

...

...

...

23

Liquidity risk report

132-TTGS

Quarterly, half-yearly or annual

Specified in the report

24

Interest rate risk report

133-TTGS

...

...

...

Specified in the report

25

Report on credit transactions with other overseas credit institutions

134-TTGS

Monthly

12^th day of every month

26

...

...

...

135-TTGS

Monthly

12^th day of every month

27

Evaluation report on lending by people's credit funds that are members of the Cooperative Bank of Vietnam

136.1-TTGS

Monthly

12^th day of every month

...

...

...

28

Evaluation report on payments to the safety assurance fund and grant of loans from the safety assurance fund

136.2-TTGS

Half-yearly, annual

Specified in the report

29

Report on members of the Cooperative Bank of Vietnam

137-TTGS

...

...

...

15^th day of the first month of the subsequent quarter

G.3

Managerial and supervisory information

G.3.1

...

...

...

1

Information report on domestic and overseas branches, subsidiaries and affiliates of credit institutions

144-TTGS

Quarterly

18^th day of the first month of the subsequent quarter

...

...

...

2

Report on financial relations between credit institutions and specific overseas branches, domestic and overseas subsidiaries and affiliates

146-TTGS

Quarterly

18^th day of the first month of the subsequent quarter

3

Report on certain indices measuring funding sources of domestic and overseas subsidiaries and affiliates (*) of Vietnamese credit institutions

147.1-TTGS

...

...

...

18^th day of the first month of the subsequent quarter

4

Report on certain indices measuring assets of domestic and overseas subsidiaries and affiliates (*) of Vietnamese credit institutions

147.3-TTGS

Quarterly

18^th day of the first month of the subsequent quarter

5

...

...

...

147.4-TTGS

Quarterly

18^th day of the first month of the subsequent quarter

6

Report on classification of debts owed by overseas subsidiaries and affiliates (which are credit institutions) of Vietnamese credit institutions

148-TTGS

Monthly

25^th day of every month

...

...

...

7

Report on lending, investment and capital contribution transactions with major customers of overseas branches, subsidiaries and affiliates

149-TTGS

Monthly

12^th day of every month

8

Report on certain indices measuring funding sources of domestic subsidiaries and affiliates of credit institutions which are securities companies

152.1-TTGS

...

...

...

18^th day of the first month of the subsequent quarter

9

Report on certain indices measuring assets of domestic subsidiaries and affiliates of credit institutions which are securities companies

152.3-TTGS

Quarterly

18^th day of the first month of the subsequent quarter

10

...

...

...

152.4-TTGS

Quarterly

18^th day of the first month of the subsequent quarter

11

Report on certain indices measuring funding sources of domestic subsidiaries and affiliates of credit institutions which are fund management companies

153.1-TTGS

Quarterly

18^th day of the first month of the subsequent quarter

...

...

...

12

Report on certain indices measuring funding sources of domestic subsidiaries and affiliates of credit institutions which are fund management companies

153.2-TTGS

Quarterly

18^th day of the first month of the subsequent quarter

13

Report on certain indices measuring assets of domestic subsidiaries and affiliates of credit institutions which are fund management companies

153.3-TTGS

...

...

...

18^th day of the first month of the subsequent quarter

14

Report on certain indices measuring business outcomes of domestic subsidiaries and affiliates of credit institutions which are fund management companies

153.4-TTGS

Quarterly

18^th day of the first month of the subsequent quarter

15

...

...

...

154.1-TTGS

Quarterly

18^th day of the first month of the subsequent quarter

16

Report on certain indices measuring funding sources of domestic subsidiaries and affiliates of credit institutions which are insurance companies

154.2-TTGS

Quarterly

18^th day of the first month of the subsequent quarter

...

...

...

17

Report on certain indices measuring assets of domestic subsidiaries and affiliates of credit institutions which are insurance companies

154.3-TTGS

Quarterly

18^th day of the first month of the subsequent quarter

18

Report on certain indices measuring assets of domestic subsidiaries and affiliates of credit institutions which are insurance companies

154.4-TTGS

...

...

...

18^th day of the first month of the subsequent quarter

19

Report on certain indices measuring business outcomes of domestic subsidiaries and affiliates of credit institutions which are insurance companies

154.5-TTGS

Quarterly

18^th day of the first month of the subsequent quarter

20

...

...

...

155-TTGS

Quarterly

18^th day of the first month of the subsequent quarter

H

FINANCIAL REPORTING

...

...

...

1

Trial balance

160-TTGS

Monthly

Specified in the report

2

 (Consolidated and standalone) balance sheet

162-TTGS

...

...

...

Specified in the report

3

 (Consolidated and standalone) income statement report

165-TTGS

Quarterly, half-yearly or annual

Specified in the report

4

...

...

...

168-TTGS

Quarterly, half-yearly or annual

Specified in the report

5

Commercial advantage report

169-TTGS

Quarterly, half-yearly or annual

Specified in the report

...

...

...

6

Evaluation report on staff’s income

170-TTGS

Quarterly, half-yearly or annual

Specified in the report

I

OTHER REPORTS

...

...

...

1

Report on the tariff of charges for domestic debit card services

171-TT

Daily

Specified in the report

2

...

...

...

172-TT

Yearly

20^th day of the first month of the following year

3

Report on deposits and withdrawals in accounts of foreign-currency sole proprietorship financing for foreign indirect investments

173-QLNH

Monthly

...

...

...

4

Report on deposits and withdrawals in accounts of foreign-currency trust capital for foreign indirect investments

174-QLNH

Monthly

12^th day of every month

5

Report on deposits and withdrawals in accounts of finances for foreign stock awarding programs

...

...

...

Quarterly

18^th day of the first month of the subsequent quarter

6

Report on country-specific foreign investments

176-QLNH

Monthly

12^th day of every month

...

...

...

Report on deposits and withdrawals in foreign investment accounts

177-QLNH

Monthly

12^th day of every month

8

Report on credit balances used for securities investments and trades

178-CSTT

Monthly

...

...

...

9

Evaluation report on supply of commodity price derivatives to customers in the concentrated market

179-CSTT

Quarterly

18^th day of the first month of the subsequent quarter

10

Evaluation report on supply of commodity price derivatives to customers in the unconcentrated market

...

...

...

Quarterly

18^th day of the first month of the subsequent quarter

11

Evaluation report on investment and contribution of capital of credit institutions for purchase of shares in, and divestment of capital of credit institutions from, enterprises and related persons

181-TTGS

Quarterly

18^th day of the first month of the subsequent quarter

...

...

...

Evaluation report on ownership of shares in and divestment of capital of state enterprises and related persons from credit institutions

182-TTGS

Quarterly

18^th day of the first month of the subsequent quarter

13

Report on consumer credit balances of finance companies

183-TTGS

Monthly

...

...

...

SECTION 2

No.

CODE

Wholly state-owned banks

Joint-stock commercial banks

Joint venture banks

Wholly foreign-owned banks

...

...

...

Finance companies

Financial lease companies

Vietnam Bank for Social Policies

Cooperative Bank of Vietnam

People's credit funds

Entire system’s report

Specific branch’s report

Entire system’s report

Specific branch’s report

...

...

...

Specific branch’s report

Entire system’s report

Specific branch’s report

Entire system’s report

Specific branch’s report

Entire system’s report

Specific branch’s report

Entire system’s report

Specific branch’s report

...

...

...

Specific branch’s report

Entire system’s report

Specific branch’s report

(1)

(2)

(3)

(4)

(5)

(6)

...

...

...

(8)

(9)

(10)

(11)

(12)

(13)

(14)

(15)

(16)

...

...

...

(18)

(19)

(20)

(21)

A

Investment in the economy

A.1

Credit facility

1

...

...

...

x

x

x

x

x

x

x

x

x

...

...

...

x

x

x

x

x

x

x

x

x

...

...

...

002-DBTK

x

x

x

x

x

x

x

x

...

...

...

x

x

x

x

x

x

x

x

x

...

...

...

3

003-DBTK

x

x

x

x

x

x

x

...

...

...

x

x

x

x

x

x

x

x

x

...

...

...

x

4

005-DBTK

x

x

x

...

...

...

x

x

x

x

...

...

...

5

006-DBTK

x

x

x

...

...

...

x

x

x

x

x

...

...

...

x

6

006.1-DBTK

x

x

...

...

...

x

x

x

x

...

...

...

x

7

006.2-TD

x

x

x

...

...

...

x

x

x

x

x

x

x

x

x

...

...

...

x

x

x

x

8

007-DBTK

x

x

...

...

...

x

x

x

x

x

x

x

x

x

...

...

...

x

x

x

x

x

9

009-TD

x

...

...

...

x

x

x

x

x

x

x

x

x

...

...

...

x

x

x

x

x

x

x

10

012-TTGS

...

...

...

x

x

x

x

...

...

...

x

x

11

...

...

...

x

x

x

x

x

x

x

x

x

...

...

...

x

x

x

x

x

x

...

...

...

015-CSTT

x

x

x

x

x

x

x

x

...

...

...

x

x

x

x

x

x

x

...

...

...

13

019-TD

x

x

x

x

...

...

...

x

x

x

x

x

...

...

...

14

022.1-TD

x

x

x

...

...

...

x

x

x

...

...

...

15

022.2-TD

x

x

x

x

x

...

...

...

x

x

x

x

x

x

x

x

...

...

...

x

x

16

023-TTGS

x

x

...

...

...

x

x

x

x

...

...

...

x

17

024-DBTK

x

x

...

...

...

x

x

x

x

x

...

...

...

x

x

A.2

Debt classification and bad debt handling

1

025-TTGS

...

...

...

x

x

x

x

x

x

x

x

...

...

...

x

x

x

x

x

x

x

2

...

...

...

x

x

x

x

x

x

x

x

x

...

...

...

x

x

x

x

...

...

...

027-TTGS

...

...

...

x

x

...

...

...

4

029.1-TTGS

x

x

x

x

...

...

...

x

x

x

...

...

...

5

029.2-TTGS

x

x

x

...

...

...

x

x

x

...

...

...

6

030.1-TTGS

...

...

...

...

...

...

x

7

030.2-TTGS

...

...

...

...

...

...

x

8

032-TTGS

x

x

...

...

...

x

x

x

x

x

...

...

...

9

033-TTGS

x

x

...

...

...

x

x

x

x

x

x

x

x

...

...

...

x

x

x

A.3

Other investments

1

...

...

...

x

x

x

x

x

...

...

...

x

x

x

...

...

...

037.1-TTGS

x

x

x

x

...

...

...

x

x

x

...

...

...

3

037.2-TTGS

x

x

x

x

...

...

...

x

x

x

x

...

...

...

4

040-TTGS

x

x

x

...

...

...

x

x

x

...

...

...

B

Capital mobilization

1

041-DBTK

x

x

x

...

...

...

x

x

x

x

x

x

x

x

x

...

...

...

x

x

x

x

x

2

042-DBTK

x

x

...

...

...

x

x

x

x

x

x

x

x

x

...

...

...

x

x

x

x

x

x

3

043-CSTT

x

...

...

...

x

x

x

x

x

...

...

...

x

x

x

C

Interest rate

...

...

...

046-CSTT

x

x

x

x

...

...

...

x

x

x

x

...

...

...

2

047-CSTT

x

x

x

x

...

...

...

x

x

x

x

x

...

...

...

3

048-CSTT

x

x

x

...

...

...

x

...

...

...

4

049-CSTT

x

x

x

...

...

...

x

x

x

x

x

...

...

...

x

D

Payment and cash budget

D.1

Payment

D.1.1

Payments classified by payment systems

...

...

...

050-TT

x

x

x

x

...

...

...

x

x

...

...

...

2

051-TT

x

x

x

x

...

...

...

x

x

x

...

...

...

3

052-TT

x

x

x

...

...

...

x

x

...

...

...

D.1.2

Payments classified by payment means, channels/services

1

053-TT

x

x

...

...

...

x

x

x

...

...

...

x

x

2

054-TT

x

...

...

...

x

x

x

...

...

...

x

x

3

055-TT

x

...

...

...

x

x

x

x

x

...

...

...

x

x

x

4

056-DBTK

...

...

...

x

x

x

x

...

...

...

x

x

D.1.3

...

...

...

1

057-TT

x

x

x

x

...

...

...

x

x

x

...

...

...

2

058-TT

x

x

x

...

...

...

x

x

...

...

...

3

059-TT

x

x

x

...

...

...

x

x

x

x

...

...

...

x

4

060-TT

x

x

...

...

...

x